Financial Services Compliance Administration

Program description

If topics such as law, politics, international relations and global finance interests you, and you're looking for a challenging and rewarding career with one of Canada's financial services institutions or with a government regulatory agency, consider the graduate certificate program in Financial Services Compliance Administration.

Compliance administration is a fast growing field in the financial services industry. Monitoring the activities of securities and mutual fund dealers to ensure that they are working in the best interests of their clients is now recognized as a core requirement for all financial institutions.

The development and administration of risk management programs that ensure financial institutions are in compliance with government anti–money laundering and terrorist–financing regulatory programs is becoming increasingly important in the emerging marketplace of global financial transactions. Compliance is the critical first step in fraud prevention.

In this program, you will take courses that will enable you to qualify for the Canadian Securities Course (CSC) licensing examinations. As a student, you will register with the CSI at an additional cost.

Course website

Related job profiles

Seneca College

School of Accounting and Financial Services


Eight months (2 semesters)

Credential awarded

Ontario College Graduate Certificate

Program contact

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