Branch Compliance Officer’s Course (BCO)

Program description

This course is designed for individuals who supervise mutual funds sales representatives. It meets requirements under the MFDA rules for a branch manager. After completing the course, participants will have acquired the competencies to effectively manage and supervise all aspects of a financial institution's mutual fund dealings within an operating branch. Course participants gain the skills and knowledge to coordinate and administer compliance requirements and deal directly and efficiently with clients.

Course website

https://www.csi.ca/student/en_ca/courses/icb/0240.xhtml

Related job profiles

Canadian Securities Institute (CSI)


Duration

Credential awarded

Branch Compliance Officer license

Program contact


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